No. 04-623
In The
SUPREME COURT OF THE UNITED STATES
ALBERTO GONZALES, ATTORNEY GENERAL, et al.,
Petitioners
v.
STATE OF OREGON, et al.,
Respondents.
On Writ Of Certiorari To The United States Court
Of Appeals For The Ninth Circuit
BRIEF FOR AMICUS PHYSICIANS FOR COMPASSIONATE
CARE EDUCATIONAL FOUNDATION IN SUPPORT OF PETITIONERS
GREGORY P. LYNCH
Counsel for
Physicians for Compassionate Care
Educational Foundation
747 SW Mill View Way Bend,
OR 97702
(541) 408-0122
Attorneys for Amicus Curiae
QUESTION PRESENTED
Whether the Attorney General has permissibly con-strued the Controlled
Substances Act, 21 U.S.C. 801, et seq., and its implementing regulations
to prohibit the distribution of federally controlled substances for
the purpose of facilitating an individual's suicide, regardless of
a state law purporting to authorize such distribution.
TABLE OF CONTENTS:
TABLE OF AUTHORITIES
| CASES |
| Washington v. Glucksberg, 521 U.S. 702 (1997) |
|
1, 2 |
| |
| STATUTES |
| ORS 127.800 |
|
1, 2 |
| ORS 127.885 |
|
1, 2 |
| 127.800 to 127.897 |
|
1 |
| |
| OTHER AUTHORITIES |
| Oregon Medical Association, Articles
of Incorporation and Bylaws Oregon Medical Association,
amended November 8, 2004, Chapter XII, 12.030 |
|
1 |
| 21 CFR Appendix D |
|
|
| Appendix A |
|
1 |
| Seventh Annual Report on Oregon's Death with Dignity Act,
Department of Human Services Of-fice of Disease Prevention
and Epidemiology, March 10, 2005 |
|
1, 2 |
| H.R. Re. No. 1444, 91st Cong. 2d Sess. Pt. 1., at 35 (1970) |
|
1 |
| Appendix A |
|
1 |
| Fromme, E.K., Tilden, V.P., Drach, L.L., and Tolle, S.W., Increased
Family Reports of Pain or Distress in Dying Oregonians: 1996
to 2002, Journal of Palliative Medicine 2004; 7(3):431-442 |
|
1 |
| Chevlen, E.M. and Smith, W.J.: Power over Pain,
Stubenville, Ohio: International Task Force (2002) |
|
1 |
| Department of Health and Human Services: National
Strategy for Suicide Prevention, 2001. |
|
1 |
| Ganzini, L., and Farrenkopf, T. Mental Health Consultation
and Referral, The Oregon Death with Dignity Act: A Guidebook
for Health Care Providers. Edited by Haley, K. and Lee, M.
Portland, Oregon: Oregon Health Sciences University (1988) |
|
1 |
INTEREST OF AMICUS CURIAE
Physicians for Compassionate Care Educational Foundation is an association
of physicians and other health professionals dedicated to preserving
the traditional relation of the physician and patient as one in which
the physician's primary task is to heal the patient and to minimize
pain.
The association promotes the health and well being of patients by
encouraging physicians to comfort patients and to assist those who
are dying by support systems, minimizing pain, and treating depression.
The association affirms the health restoring role of the physician
and works to educate the profession and the public to the dangers
of euthanasia and physician-assisted suicide. As physicians, we come
from primary care specialties as well as subspecialties. We work
to support each other and to speak out for the inherent value of
human life.1
ARGUMENT
The Attorney General's interpretation of the Compre-hensive Federal
Statute must prevail over State law that departs radically from the
traditionally accepted legal and ethical norms of medical practice
in this country.
The Attorney General clearly acted reasonably and appropriately
in concluding that the dispensing of drugs to assist a person in
committing suicide is not a "legitimate medical purpose", nor is
it "treatment" within the meaning of the Controlled Substances Act,
a conclusion maintained by 49 States, the federal government, and
leading associations of the medical profession.
Oregon's Death with Dignity Act (Or. Rev.
Stat. 127.800 et seq. (2003)) (the Act) does not allow for
doctor-assisted suicide within the context of a "legitimate medical
purpose." The Act functions by singling out a particular class of
individuals and excluding them from the normal protections generally
afforded medical patients. In particular, the Act exempts Oregon
doctors who write deliberately lethal prescriptions from meeting
the accepted standard of care, and otherwise conforming their practice
to the ethical standards of the medical profession. Oregon's Death
with Dignity Act is a radical departure from the long-accepted legal
and ethical norms of the medical profession and puts a defined group
of patients and their families beyond the protections afforded by
these protocols.
Specifically, the Act disallows recourse to malpractice suits by
these patients and their family members in that it exempts assisted-suicide
doctors from the requirement of meeting the ordinary standards of
medical care in like communities nationally, and instead holds them
only to a "good faith" standard, which is something heretofore unknown
in a medical-legal sense, and inapplicable to any legitimate medical
treatment. ORS 127.885 §4.01(1) states, "No
person shall be subject to civil or criminal liability or professional
disciplinary action for participating in good faith compliance with ORS
127.800 to 127.897." The statute actually replaces traditional "standard
of care" requirements with a "good faith" standard that is, in essence,
totally subjective, and virtually impossible to evaluate within the
established context of medical practice, and treats assisted-suicide
as different from any legitimate medical purpose or treatment.
Furthermore, the Act protects physicians who facilitate suicide
against any professional discipline, provided only that the physician
act in "good faith". Specifically, the Act provides, "No professional
organization or association, or health care provider, may subject
a person to censure, discipline, suspension, loss of license, loss
of privileges, loss of membership or other penalty for participating
or refusing to participate in good faith compliance with ORS
127.800 to 127.897." ORS 127.885 §4.01(1).
At the same time, the American Medical Association, the American
Nurses Association, and the American Psychiatric Association have
all stated in a joint brief in Washington
v. Glucksberg,, 521 U.S. 702 (1997) that physician-assisted
suicide is "fundamentally incompatible with the physician's role
as healer". This statement is derived from the published ethics of
the American Medical Association, Handbook of Medical Ethics, and
emphasizes that assisted-suicide, as determined by the medical profession,
not only falls outside the bounds of ethical medical practice, it
is actually incompatible with medical practice.
Adherence to the ethical standards of the American Medical Association
is also required by and for membership in the Oregon
Medical Association (Articles
of Incorporation and Bylaws - Oregon Medical Association, amended
November 8, 2004, Chapter XII, 12.030). Oregon is the only state
that has so radically departed from accepted standards so as to allow
for assisted-suicide, by removing this specific procedure from the
ethical requirements of the prevailing medical organizations, and
which otherwise apply to all other legitimate medical treatments
within its borders. These facts further demonstrate the reasonableness
of the Attorney General's conclusion based on the Office of Legal
Counsel memorandum, dated June 27, 2001, that assisted suicide cannot
be considered a "legitimate medical purpose" or "treatment."2
The case of Michael P. Freeland3 poignantly demonstrates how Oregon's
radical deviation from the long-accepted legal and ethical norms
has resulted in the abuse of federally controlled substances to the
detriment of innocent and vulnerable patients. This case is the only
case involving a patient who was prescribed assisted-suicide drugs
in Oregon that is based on an actual outside examination of medical
records, court documents, and patient and family interviews. The
official Oregon reports, which have been so roundly criticized as
more protective of the Oregon Death with Dignity Act than of the
vulnerable patients derives almost all of its information from the
assisted-suicide doctors themselves.4
Mr. Freeland, an Oregon resident, developed lung cancer in his early
sixties. Suicidal feelings had haunted him since he was twenty-one
after his mother had died from a self-inflicted gunshot wound. Freeland
actually attempted suicide shortly after his mother's death and was
treated for depression in a psychiatric hospital. Still preoccupied
with suicide, he made at least two additional suicide attempts. On
each occasion, his suicidal despair was treated according to the
generally accepted standards of medical care: he was deprived access
to lethal means; he was protected until his suicidal impulses abated;
and he was treated for depression and any other factors contributing
to his despair.
With the treatment, Mr. Freeland did reasonably well until, when
in his sixties, he was officially categorized as "terminally ill" in
Oregon. Not surprisingly, his physician and a consultant chosen by
that doctor opined that Freeland had a "terminal cancer", as defined
by the Act, because, in their opinion, Freeland may not have more
than six months to live. The Oregon Death with Dignity Act defines "terminal
disease" as an "incurable and irreversible disease that has been
medically confirmed and will, within reasonable medical judgment,
produce death within six months (emphasis added). ORS 127.800
s.1.01(12). The fact that this prognosis underestimated Michael Freeland's
actual longevity by nearly two years served no protective function
for this unfortunate man. He was, under the Act, technically eligible
for formal medical assistance in killing himself, in lieu of, and
instead of being given the protection and medical treatment he had
successfully received on prior occasions.
The physician, well known for his political activity promoting legalized
assisted suicide, prescribed this distressed man a lethal overdose
of federally controlled substances without so much as a cursory psychiatric
examination. He did this despite the fact that the primary care doctor
had diagnosed Freeland as depressed and had given him an antidepressant
medication for treatment, and despite the fact that Freeland's daughter
had actually asked the assisted-suicide doctor if such an examination
might not be in order.
By January 23, 2002, Mr. Freeland had become so depressed and confused
that a doctor hospitalized him against his will because of suicidal
and possibly homicidal ideation. While efforts were made to remove
his guns from his home before his discharge from the hospital, the
lethal prescription was left available to him. The prescribing physician
actually admitted that he had made no attempt to retrieve these lethal
drugs, which were federally controlled substances, even after the
Multnomah County Circuit Court determined on February 12, 2002, that
Freeland was incompetent to make his own medical decisions and had
appointed Freeland a temporary guardian. Under traditional notions
of "legitimate medical treatment," leaving this depressed, suicidal,
confused, and legally incompetent individual unsupervised, and with
access to a lethal dosage of a federally controlled substance would
have been considered medically negligent and unethical. Congress
referred to the "[m]isuse of a drug in suicides and attempted suicides" and "injuries
resulting from unsupervised use" as evidence of improper use and
of drug abuse under the CSA5 and pointed to individuals
taking controlled substances in "amounts sufficient to create a hazard
to their health" as further evidence of misuse of a controlled substance
and of "drug abuse."6 However, under the Act, Oregon does not regulate
assisted suicide in the same way that it regulates medical treatments,
presumably because assisted suicide cannot be, under traditional
definitions, considered a medical treatment, even in Oregon.
While pain control initially did not present a problem for Mr. Freeland,
it did in the final weeks of his life. During a home visit on November
17, 2002, volunteers from Physicians for Compassionate Care Educational
Foundation found that he was taking very little or no pain medication.
He said that he was desperate because of the pain and was on the
verge of killing himself with a prescription that had been previously
provided, and disclosed that the prescribing physician had actually
offered to sit with him while he took the lethal drugs.7 Instead,
these volunteers insisted that this vulnerable and confused man be
provided with the accepted standard medical care, and at the same
time encouraged Mr. Freeland to take his pain medications. It was
actually the volunteers who insisted that Mr. Freeland be provided
with an intravenous infusion pump to administer adequate doses of
opioid medications in order to control pain, and despite the fact
that earlier a hospital palliative care consultant had found the
need for attendant care to be a "moot point" since Mr. Freeland had
available to him "life-ending medications." The consultant's comments,
and the prescribing physician's deliberate failure to arrange for
competent attendant care, quite clearly suggests that the availability
of federally controlled substances for the purpose of facilitating
Mr. Freeland's suicide actually interfered with his receiving adequate
pain care, which care would otherwise have been given as consistent
with the generally accepted medical standard of care and practice. Moreover,
there is reason to believe that such attitudes have, in fact, contributed
to the reported decrease in the adequacy of pain care among Oregon
terminally ill patients since the implementation of Oregon's Death
with Dignity Act.8 Simply stated, there was absolutely no excuse
for allowing this man to suffer with untreated pain after providing
him with the means of killing himself by prescribing a lethal dose
of a federally controlled substance instead of pain care.
At a number of Physicians for Compassionate Care Educational Foundation
palliative pain conferences, numerous experts have taught that no
one needs to die in unrelieved suffering. Noted
national pain care expert, Eric Chevlen, has, along with others,
explained how a vast array of treatments, including long-acting opiods,
everyday nonsteroidal anti-inflammatories, sophisticated spinal infusion
pumps, surgical procedures, and even therapeutic radio nucleotides,
along with a host of other treatments, can and will relieve the suffering
of patients.9 Clearly Justice O'Connor in her concurring opinion
in Glucksberg, supra, recognized
that "The parties and amici agree that . . . a patient who
is suffering from a terminal illness and who is experiencing great
pain has no legal barriers to obtaining medication from qualified
physicians to alleviate that suffering, even to the point of causing
unconsciousness and hastening death". Washington v. Glucksberg,
521 U.S. 702, 736-737 (1997). In every state in this country, including
Oregon, and without recourse to assisted suicide, patients can receive
pain care sufficient to relieve their suffering, even in the rare
instance such treatment may unintentionally hasten death. In Michael
Freeland's case, adequate pain care that did not hasten death was
readily available, and the failure to provide that care in a timely
fashion was unconscionable.
Not only was the prescription of a lethal dose of a federally controlled
substance to Mr. Freeland the likely cause of his failure to receive
timely and adequate pain management, the failure to treat this man's
depression and suicidal despair according to locally and nationally
accepted standards of medical care arose explicitly from the nature
of the Oregon Death with Dignity Act and its implementing guidelines.
Clearly Michael Freeland did not receive the consistent treatment
of his suicidal despair that all medical standards of care
require. He was not protected against access to lethal means, a crucial
element in the accepted standard of practice when dealing with suicidal
intentions.10 Instead, he was actually provided access to a lethal
overdose which, outside of the Act, would have been seen as medical
malpractice and unethical behavior in any state. Even in Oregon,
such a practice would otherwise be considered a form of medical negligence
and would have been reportable to the Board of Medical Examiners
as unethical behavior, without the protections and exemptions provided
for in Oregon's Death with Dignity Act. For
good reason, less than 0.5% of Oregon's 10,000 doctors were found
to have engaged in such behavior, which is so incompatible with the
physicians role as healer.11
Frightening, but not surprising, published
guidelines for implementing the assisted-suicide law actually provide
that, "If the mental health professional finds the patient competent,
refusal of mental health treatment by the patient does not constitute
a legal barrier to receiving a prescription for a lethal dose of
medication"12 In such a case, assisted suicide is offered not as
a legitimate medical and psychiatric treatment of suicidal despair
as required by the rest of the country, but instead as an alternative
to treatment. In every state in this country, including Oregon, the
leading associations of the medical profession deem assisted suicide
outside the scope of legitimate medical practice. Even the Oregon
Death with Dignity Act does not define assisted suicide as a legitimate
medical practice. It simply exempts that practice from the rules
and regulations that otherwise define and control the practice of
medicine within its boundaries.
CONCLUSION
Clearly, the Attorney General acted reasonably in concluding that
dispensing drugs to assist a person to commit suicide is not for
a "legitimate medical purpose" or "treatment", within the meaning
of the Controlled Substance Act.
Respectfully submitted,
HURLEY, LYNCH & RE, P.C.
GREGORY P. LYNCH OSB 75234
Of Attorneys for Amicus Curiae
ENDNOTES
-
Physicians for Compassionate Care files this brief with the consent
of all parties. The Letters granting consent of the parties are
attached hereto with the filing of this brief. Counsel for a party
did not author this brief in whole or in part. No person or entity,
other than Amicus Curiae, its members, or its counsel made a monetary
contribution to the preparation and submission of this brief.
-
21 CFR Appendix D.
-
Appendix A.
-
Seventh Annual Report on Oregon's Death with Dignity Act, Department
of Human Services Office of Disease Prevention and Epidemiology,
March 10, 2005, p. 4.
-
H.R. Rep. No. 1444, 91st Cong. 2d Sess. Pt. 1., at 35 (1970).
-
See id. at 34.
-
Appendix A.
-
Fromme, E.K., Tilden, V.P., Drach, L.L., and Tolle, S.W., Increased
Family Reports of Pain or Distress in Dying Oregonians: 1996 to
2002, Journal of Palliative Medicine 2004; 7(3):431-442.
-
Chevlen, E.M. and Smith, W.J.: Power over Pain, Steubenville,
Ohio: International Task Force (2002).
-
Department of Health and Human Services: National
Strategy for Suicide Prevention, 2001.
-
Seventh Annual Report on Oregon's Death with Dignity Act, Department
of Human Services Office of Disease Prevention and Epidemiology,
March 10, 2005, p. 4.
-
Ganzini, L. and Farrenkopf, T. Mental Health Consultation and
Referral, The Oregon Death with Dignity Act: A Guidebook for
Health Care Providers. Edited by Haley, K. and Lee, M. Portland,
Oregon: Oregon Health Sciences University (1998) p. 31.
Appendix A
COMPETING PARADIGMS OF RESPONDING TO ASSISTED-SUICIDE REQUESTS
IN OREGON:
CASE REPORT
(Revised May 3, 2004)
By
N. Gregory Hamilton, M.D.
and
Catherine Hamilton, M.A
(PUBLISHED VERSION IN PRESS AS: HAMILTON, N.G. AND HAMILTON, C.A.,
AMERICAN JOURNAL OF PSYCHIATRY 2005;162(6):666-671)
Presented at:
American Psychiatric Association Annual Meeting
Symposium on Ethics and End-of-Life Care:
New Insights and Challenges
New York City
May 6, 2004
Corresponding author:
N. Gregory Hamilton, M.D.
2250 N.W. Flanders, Suite 306
Portland, Oregon 97210
(503) 276-1293
nghamil@comcast.net
INTRODUCTION
Legalization of assisted suicide in Oregon ushered in a new approach
to evaluating suicidal patients with serious medical illnesses. Two
competing paradigms - the traditional clinical (1-3) and the assisted-suicide
competency (4) models - now exist. No more dramatic illustration
of the inconsistencies in these differing approaches can be found
than the case of Michael P. Freeland.
This sixty-three-year-old lung cancer patient was admitted to Providence
Hospital in Portland, Oregon, after he developed depression and was
thought to have both suicidal and homicidal ideation. Before discharge
from the hospital the attending psychiatrist noted in the medical
record, "The guns are now out of the house, which resolves the major
safety issue." The same summary also stated that the patient still
had in his possession a legally prescribed, lethal dose of barbiturates,
which he "keeps safely at home." When he returned home, he retained
this means of suicide. While removal of guns may have resolved at
least one safety issue, it did nothing to address another important
safety concern; a lethal prescription intended for the purpose of
suicide remained in the home of this depressed patient. This inconsistency
very likely did not arise from any oversight on the psychiatrist's
part, but from the competing paradigms informing his decisions.
This paper compares the traditional clinical approach to evaluating
and treating suicidal symptoms with the assisted-suicide competency
model delineated in an assisted-suicide guidebook (4) used in Oregon,
the only state where such a practice is legal. The case of Michael
Freeland illustrates these competing paradigms. This is the first
reported case of a patient legally prescribed assisted-suicide drugs
for which medical records have been made available. The patient,
Michael Freeland, out of a wish to help others, agreed to numerous
prospective interviews and generously provided his written consent
for release to the authors of all medical records from Providence
Portland Medical Center. And he granted permission for publication
of his case without disguise.
CLINICAL MODEL
"No group of suicidal patients has been more ignored than those
who become suicidal in response to serious or terminal illness" (1,
p558), concludes the "Suicide, Assisted Suicide, and Euthanasia" section
of The Harvard Medical School Guide to Suicide Assessment and
Intervention. Herbert Hendin, author of this chapter, [and our
discussant in this Symposium] points out that these individuals are
no different from other suicidal individuals. While physical illness
may be a precipitating cause of despair, these patients usually suffer
from a treatable depression, he reminds us. Patients considering
assisted suicide are deeply ambivalent about their desire for death,
just as are other suicidal patients. This conclusion is consistent
with evidence that poor health is not an independent risk factor
for death by suicide but is correlated with depression or other mental
illness as a key intervening variable (3,5). A noted, large scale
study [published in JAMA] demonstrates that seriously ill individuals
expressing an interest in assisted suicide all suffered from symptoms
of depression or irrational hopelessness (6). Kissane (7) [who gave
us such a lucid discussion earlier this afternoon] termed this later
factor demoralization syndrome and found that hopeless feelings and
depression were major contributing factors in the Australian assisted-suicide
deaths during his country's brief experiment with the practice.
The clinical approach to dealing with assisted-suicide requests,
as with other suicidal symptoms, begins with assessment. After a
more open-ended portion of the inter-view aimed at empathically understanding
the patient, the doctor typically inquires about the onset and recurrence
of psychiatric symptoms, previous similar episodes and treatments,
recent stresses, social and economic difficulties, and religious
or spiritual concerns (3). Symptoms of depression and substance abuse
are noted. In this popula-tion, the clinician must pay particular
attention to medica-tions that can cause or exacerbate psychiatric
disturbance, cancers or other illnesses known to cause depression
or anxiety, the adequacy of pain control, and whether or not the
patient has been reassured about the effectiveness of aggressive
pain management and other palliative care interventions.
Thoughtful clinicians consider it equally important to explore sources
of hope, self-esteem, and strength. At some point, the clinician
directly asks about the seriousness and urgency of suicidal intent
and the availability of means, including access to firearms and potentially
lethal medica-tions. The doctor must also explore the patient's ambivalence
about dying, which is virtually always present (1).
When it comes to treatment, the approach in this population emphasizes
an effort to "understand and relieve the desperation that underlies
the request for assisted suicide" (1, p 553). To do so the clinician
must resist assuming the role of "gatekeeper," who would focus on
issues of competence alone (1,7,8). Such patients often suffer from
feelings of worthlessness, demoralization, or guilt and may be making
a plea for reassurance (1,7). Depressed patients may indulge in rigid,
black-and-white thinking and overlook possible solutions to problems.
They often have complex fantasies about their doctors; for instance,
they might see the doctor from whom they are requesting suicide as
a savior with whom they will unite in death or as an executioner
or in any number of other roles (1). Exploring such feelings and
fantasies and whatever other concerns arise can be reassuring and
validating for the patient and can go a long way toward dispelling
feelings of demoralization and worthlessness.
As our co-presenter, Brian Kelly, so clearly demonstrated in the
chapter he wrote with Varghese, "Counter-transference and Assisted
Suicide," physicians typically must deal with their own feelings
of helplessness in the face of death (1,2,7,9). Various authors (2,10-12)
have discussed the process of containing the feelings of trou-bling
patients requesting assisted suicide through empathic listening,
accepting whatever feelings of helplessness or other feelings that
may arise, reflecting upon those feelings, and offering back to the
patient understanding and meaning in the form of a comment or gesture.
Underlying physical illness may contribute to depression and must
be treated if possible. While depression and fear, not pain, are
the most frequent motivating factors for assisted suicide requests
(2,3,6,13), pain care often can be improved. Antidepressant, antianxiety,
or psychostimulant medication can play a crucial role in alleviating
underlying depression or fear leading to desperation. Most psy-chiatrists
have heard a patient convincingly describe a seemingly hopeless circumstance
only to find the patient's perception of the very same circumstances
entirely changed after a successful course of antidepressant medication.
While many patients with suicidal symptoms can be treated as outpatients,
sometimes psychiatric hospitalization is required to protect the
patient while treatment is initiated. Hospitalization may also be
needed in those requesting assisted suicide.
A thorough assessment of patients nearing the end of life is often
organized around a palliative care model that explores physical,
psychological, social, and spiritual (14) contributions to symptoms.
Palliative care specialists routinely perform this evaluation, but
most experts agree that when requests for assisted suicide arise
a psychiatric consultation is required (14, p2901).
The traditional clinical approach described here assumes that suicidal
symptoms in the seriously ill should be evaluated and treated as
they are in all other patients (15) and that such evaluation and
treatment can be extremely helpful, often lifesaving.
ASSISTED-SUICIDE COMPETENCY MODEL
In contrast to the traditional clinical approach just described,
the guidebook for Oregon assisted suicide emphasizes that mental
health consultation, when required at all, should be "a form of a
competency evaluation, specifically focused on capacity" (4, p 30)
to make a decision. Ganzini and Farrenkopf, who authored the mental
health section state, "The evaluation should focus on assessing the
patient's competency and factors that limit competency such as mental
disorders, knowledge deficits, and coercion" (4, p 30). When it comes
to diagnosing a psychiatric disorder, however, these authors insist
that the presence of a mental disorder does not disqualify a patient
from assisted suicide. While acknowledging that depression may affect
a patient's judgment about assisted suicide they emphasize, "The
presence of depression does not necessarily mean that the patient
is incompetent" (p31). This opinion is at variance with the majority
of forensic psychiatrists, who believe "that the presence of major
depressive disorder should result in an automatic finding of incompetence" (16,
p595) to make decisions about assisted suicide. A more nuanced approach
proposed by Kissane (17), which includes assessment of demoralization
in determining competency for assisted suicide, is not in use among
Oregon assisted-suicide practitioners.
In the assisted-suicide competency model, as used in Oregon, there
is no obligation to treat depression or any other mental illness
even when one is found. The guidebook concludes, "If the mental health
professional finds the patient competent, refusal of mental health
treatment by the patient does not constitute a legal barrier to receiving
a prescription for a lethal dose of medication" (4, p31).
The guidebook mentions the importance of determining the presence
or absence of coercion as a part of competence determination. As
these guidelines are applied, however, coercion is narrowly defined.
Such was the case in the widely discussed assisted suicide of Kate
Cheney (18-20), an eighty-five-year old cancer patient with growing
dementia, whose psychiatrist believed she was being pressured by
her family; nevertheless, she was given assisted suicide in Oregon.
The Oregon law requires that the patient who makes an initial assisted-suicide
request be judged to have less than six months to live. A second
physician must confirm the prognosis. The assisted-suicide doctor
typically chooses this consultant. There must be a second assisted-suicide
request after a fifteen day waiting period, and one of the requests
must be in writing. There is no requirement for a psychiatric evaluation.
Only if the doctor intending to write the prescription for overdose
or the consultant believes that the patient has seriously impaired
judgment due to a mental disorder is there any requirement for referral
to a psychiatrist. In actual practice, few patient's requesting assisted
suicide are ever referred for such an evaluation. The percentage
sent for mental health consultation prior to assisted suicide in
Oregon has steadily dropped over five years to only 5% (21).
REQUEST FOR ASSISTED SUICIDE BY A PSYCHIATRIC PATIENT
These two distinct paradigms for dealing with suicidal ideation
in the seriously ill can become competing approaches as illustrated
by the care of a single individual, Michael Freeland.
Just after receiving a cancer diagnosis, this 62-year-old man made
a telephone call to Physicians for Compassionate Care (PCC), a medical
group dedicated to improv-ing the care of the seriously ill without
ever resorting to or condoning assisted suicide or euthanasia. He
seemed to be asking about how to get the process of assisted suicide
started. Although he did not say so, he may have intended to call
the Compassion in Dying Federation (CDF), a politically active group
that shepherds over three quarters of assisted suicides in Oregon.
Or, this well informed man may have known about PCC and called this
organization as a cry for help. At any rate, the call was answered
by a volunteer, my co-author, Cathy Hamilton, who was trained in
counseling and helping the seriously ill and who is opposed to the
practice of assisted suicide.
Mr. Freeland sounded distraught. He explained that he saw no purpose
in undergoing chemotherapy. Although he had just received his prognosis,
he was already making funeral arrangement, he said, and added, "I
might as well just end it." When Cathy empathized with how upset
he must be, just having received such a dire prognosis, he became
tearful. He said he did not want to tell his daughter about his cancer
because she was moving to another state to attend graduate school
and he did not want to interfere with her education. He lived alone.
Cathy explained her views on assisted suicide and assured him that
with good palliative care his symptoms could be addressed. As she
would have with any other suicidal individual, she told him she did
not want him to kill himself and offered to help him find treatment
for his depression. She promised to advocate for him and find a doctor
who could treat any pain he might have or address other symptoms.
In subsequent conversations, he mentioned that he had felt haunted
by suicidal feelings ever since his mother died from a self-inflicted
gunshot wound when he was twenty-one. Shortly after her death, he
attempted suicide himself and was treated for depression in a psychiatric
hospital. He made at least two other suicide attempts and remained
preoccupied with the possibility of suicide, he explained. Later,
he developed alcoholism but joined alcoholics anonymous and remained
sober for over twenty years. Despite intermittent depression, he
was able to work as an electronics technician for a local television
station. He was divorced and had a daughter and a few friends. For
unknown reasons, he did not allow his daughter or friends into his
home, and he kept elaborate surveillance cameras trained on the perimeter
of his property.
Cathy kept frequent contact with Mr. Freeland during the next year.
With encouragement, he did undergo chemotherapy and radiation treatment
for his cancer, which alleviated his symptoms significantly.
Near the anniversary of his receiving a terminal prognosis, however,
he announced, "I have the pills." He received the prescription from
Doctor Peter Reagan, an assisted-suicide advocate who was associated
with CDF. Doctor Reagan had already described in Lancet (22)
giving an overdose to another patient diagnosed with depression (2,23).
He referred that woman for a competency evaluation (2,20,23), which
cleared her for assisted suicide approximately two weeks after he
met her. In contrast to that case, Reagan commented that he did not
think a psychiatric consultation would be "necessary" for Mr. Freeland,
according to his daughter who accompanied him to an appointment.
Mr. Freeland mentioned that another member of Compassion in Dying
had been calling him regularly to talk with him about the assisted-suicide
option. He had seen her on a television show, which he said "convinced
me it [assisted suicide] was the way to go." When asked if that doctor
knew about his depressions and suicide attempts, Freeland said, "She
didn't get into that. Our conversations have been superficial."
With urging, the patient finally let his daughter know about his
cancer. She gladly postponed her graduate studies and returned to
care for him. Cathy urged him to take the 50 mg. of sertraline his
primary care doctor prescribed for his depression. While he continued
to be suspicious, kept a variety of loaded assault weapons in his
home, and used his surveillance cameras as always, he did begin to
allow a few people, including his daughter and Cathy, into the house
for the first time. Cathy received permission to communicate with
his primary care doctor and initiated home visits in an effort to
help him overcome his depression and his fears of the dying process.
Six months later, Mr. Freeland could not be reached for several
days. The doctor's office mentioned that their patient had begun
having more "mental problems" and had been admitted to the hospital
psychiatry ward. After his ex-sister-in-law began pursuing guardianship,
according to a psychiatric report, he grew upset. He had saved a
substantial amount of money, and it was important to him to retain
control of his resources. His doctor became worried that the patient
was increasingly suicidal, or even homicidal, and he arranged for
the patient to be placed on an involuntary hold.
The emergency room physician's report showed that she evaluated
him for "possible suicidal or homicidal ideation." A psychiatric
social worker and a mental health technician both described possible
suicidal and homicidal ideation. The social worker report mentioned
that threats may have been made toward a hospice nurse and toward
his daughter. Both reports documented the history of a previous overdose,
following his mother's suicide. When he was admitted to the hospital
and evaluated by the inpatient psychiatrist, however, possible homicidal
comments were featured prominently in the chief complaint and suicidal
intentions were all subsumed under discussion of an interest in assisted
suicide. The psychiatrist's report denied a history of suicide attempts,
without any attempt to reconcile this comment with documentation
from emergency room personnel that there was a history of suicide
attempts. Other than these two omissions and the failure to account
for the paranoia mentioned by the emergency room doctor, the psychiatric
record was fairly consistent with the known history.
The inpatient psychiatrist noted that the patient had diminished
appetite and had lost 70 pounds, but his sleep was adequate with
the numerous sedative medications he was taking. He reported confusion
and some memory problems. In addition to sertraline, medications
listed, without the dose, included diazepam, temazepam, hydro-morphone,
morphine oral solution, rofecoxib, salmeterol inhaler, pirbuterol
inhaler, choline, and laxalose.
The mental status report described him as thin and tearful. His
speech was clear. His affect was discouraged. His thought processes
were well organized, and he denied thoughts of harming himself or
others. Paranoia was not mentioned in the psychiatric examination.
He was alert and oriented and judged to have above-average intelligence.
Laboratory studies showed hemoglobin was mildly low (12.4 g/dL),
but his blood count and chemistry screen were otherwise normal.
The psychiatrist diagnosed him with depression not otherwise specified
as the primary diagnosis, chronic adjustment disorder with depressed
mood, probable intermittent delirium, narcissistic personality traits,
and metastatic lung cancer with guarded prognosis.
During the patient's inpatient stay, a social work home visit revealed
that his home was uninhabitable - with heaps of clutter, rodent feces,
ashes extending two feet from the fireplace into the living room,
lack of food and heat, etc. Thirty-two firearms and thousands of
rounds of ammunition were removed by the police. The lethal medications,
however, were left. Although the psychiatrist noted in the discharge
summary that the patient would continue to be subject to intermittent
delirium, he did not seem to consider the presence of a lethal overdose
in the house potentially problematic. Concerning the need for attendant
care, a palliative care consultation obtained by the psychiatrist
said the fact that the patient had "life-ending medications" may
make that problem "a moot point."
The day after discharge, the same psychiatrist wrote a letter to
the court supporting guardianship by saying he "is susceptible to
periods of confusion and impaired judgment." He concluded that Mr.
Freeland was unable to handle his own finances and that his cognitive
impair-ments were unlikely to improve.
At a subsequent home visit, Mr. Freeland reminded Cathy that he
had already far outlived the original six months to live prognosis;
and he added that the assisted-suicide doctors gave him a new six
months to live prognosis so his assisted suicide would be "legal." That
was at least ten months prior to his eventual death, which took place
nearly two years after he was first given a prognosis of less than
six months to live.
Cathy redoubled her efforts to stay in contact with him and encourage
him. Fortunately, so did some old friends from AA and others, who
began to visit him daily. His house was cleaned up and refurbished;
and his mood brightened. Cathy encouraged him to relinquish his lethal
barbiturate prescription, but he refused to do so.
Two months later he entered the hospital briefly to be treated for
dyspnea. The medical record described him as tearful and as having
labile affect. He was thought to have "steroid psychosis" and was
tapered off of steroid medication. This confused man was sent home,
once again, with the lethal drugs in his possession.
Over the coming months, he received antidepressants, social and
spiritual support, and encouragement. A friend spent most days with
him. His few friends were clear that they valued him and did not
want him to kill himself. Hospice, however, remained "neutral" on
this issue, and he grew suspicious of that organization. As he put
it, "I'm going to get rid of hospice. I don't trust them. Then there's
the morphine. I'm not in any pain. I don't know why they want me
to take all this morphine." He dismissed hospice, decreased the pain
medication, and both his mood and cognitive clarity improved for
several months.
Three weeks prior to his death, however, pain became a significant
factor again. As his pain increased, he used more controlled-release
oxycodone, which contributed to constipation, which in turn became
excruciating in itself. Because of abdominal discomfort, he stopped
drinking fluids, as well as eating, and became confused and more
suspicious again. He now wondered what might be in the liquids people
gave him and in the pain medications, so he didn't take them. At
a home visit by Cathy and me, his medication tray showed that he
was taking minimal, if any pain medication. He said that he was desperate
because of the pain and was on the verge of killing himself with
the overdose and that Doctor Reagan had recently offered to sit with
him while he took it.
We explained that he was frightened because of his confusion, but
that pain medication and fluids, along with 24-hour care, would help
him. Fluids might also help alleviate his constipation, which had
become so painful. We handed him the controlled-release oxycodone
tablets from his bedside stand, and he took them as prescribed for
the first time in days. Cathy then insisted that his doctor should
prescribe a morphine pump to be delivered the next day so his confusion
would not interfere with his receiving needed pain relief. She also
arranged for a 24-hour attendant care, which he could readily afford.
With these interventions his confusion cleared, his pain abated,
and he felt much relieved during the remaining two weeks of his life,
even while his physical condition deteriorated.
During this time, which he had been on the verge of cutting short,
he was able to express his gratitude to and say goodbye to the many
people who had helped him. Most important, he was able to reconcile
with his daughter, from whom he had been alientated since the psychiatric
hospitalization. She enthusiastically renewed her relationship with
him. This opportunity was very meaningful to her as well as to him.
DISCUSSION
Removing lethal means is central to the clinical treatment of suicidal
symptoms; but providing lethal means is central to the assisted-suicide
model. These and other differing approaches of the competing paradigms
revealed themselves in different ways among the many individuals
involved in Michael Freeland's care.
Cathy, who was a volunteer for Physicians for Compassionate Care,
and members of Compassion in Dying Federation (CDF) took openly competing
approaches. Cathy considered the patient's current depression central
to his motivation to kill himself. She took his suicide threats seriously,
especially in light of his having made previous attempts prior to
developing a life threatening illness. She recommended psychiatric
evaluation and treatment; and, when he refused
referral to such treatment, she spent long hours talking with him
about his fears of death, his spiritual concerns, the trauma of his
mother's suicide, his identification with his deceased parent, his
depression and paranoid fears, and his past accomplishments and hopes
for the future. She called the primary care doctor and encouraged
him through commu-nication with his nurse to provide antidepressant
medication. She interacted with those who could visit with him. When
he became desperate because of apparent delirium and poorly treated
pain in the last few weeks, she made certain he received the pain
care he needed and arranged for intensified palliative care, including
24-hour attendant care. She consistently reminded him that she did
not want him to kill himself.
In contrast, according to the patient, neither CDF doctor seemed "very
interested" in his psychiatric history and previous suicide attempts.
Doctor Reagan, who prescribed the assisted-suicide drugs, told the
patient and his daughter that even a psychiatric evaluation would
not be "necessary." Perhaps the issue of whether or not Mr. Freeland
was depressed or had made previous suicide attempts seemed irrelevant
to CDF doctors, because, as the guidelines recommend, it is only
competency to make decisions that is required legally. Doctor Reagan
did offer to make a home visit and sit with the patient while he
took the overdose, but he apparently was not aware of the patient's
plight when he was delirious and desperate and not receiving enough
pain medication. Neither did he seem aware that the inpatient psychiatrist
did not consider Mr. Freeland competent to handle his own affairs
and had written a letter to that effect prior to the patient's six-months-to-live
prognosis being renewed.
Other clinicians, however, took different approaches. The emergency
room doctor, along with the social workers and court investigators
at his psychiatric admission, considered his depression and previous
suicide attempts most seriously. They discussed his physical illness
as a complicating diagnosis. Even these notes, however, skirted the
issue of his possessing a lethal overdose and focused more directly
on homicidal than suicidal ideation, although the danger of suicide
was clear. The health care professionals seemed placed in a clinical
bind when presented with a suicidal mentally ill patient, who had
been given an overdose by another doctor.
The inpatient psychiatrist seemed to mix both the traditional clinical
approach and the assisted-suicide competency model with predictably
mixed results. He did an evaluation, diagnosed the depression and
intermittent delirium, and attempted to treat the depression. He
protected the patient from danger to himself or others through inpatient
treatment for over a week and recom-mended antidepressant medication
and social support. He took care to make sure guns were removed from
the home prior to discharging the patient. All of this is consistent
with the traditional clinical model. In deference to the assisted-suicide
competency model, however, he noted that the patient had been given
a lethal prescription and left that prescription in his possession,
despite having kept the patient hospitalized to protect him from
harm to self or others. Perhaps his attempt to mix both approaches
is what led him to list only homicidal danger in his notes without
mentioning the history of suicide attempts or threats, except in
the context of mentioning that he was interested in assisted suicide
and had received a lethal prescription.
It is even more perplexing to consider how the psychiatrist could
leave the lethal drugs with his depressed patient, apparently believing
he had a right to the overdose, and then could write a letter to
the court only a day later, claiming the patient was not competent
to make his own decisions. Perhaps he concluded he could not make
decisions about finances but could make them about assisted suicide.
Perhaps he felt it was within Doctor Reagan's purview to address
that issue because he was the assisted-suicide doctor. He did not
clarify his thinking about this issue in the medical record.
Not only did the mixing of models affect the psychiatric response,
it also affected planning for adequate palliative care after discharge
from the hospital. Following a detailed discussion of Mr. Freeland's
medical history and condition, a hospital consultant asked to make
recommendations for further medical and palliative care predicted
that the patient most likely would be further incapacitated in a "matter
of weeks" but that, because he has "life-ending medications," providing
for additional care may be "a moot point." Those were the final
words of the report and the consultant made no specific recommendations
for further care. As a result, no attendant care was provided.
A most interesting clinical dilemma appears present for the primary
care doctor. He initially used a mixed model but eventually switched
to a clear, traditional clinical approach. He diagnosed depression
early on and treated it with medication. While he did not provide
assisted suicide himself, he willingly collaborated with the assisted-suicide
doctors, thereby giving the patient a mixed message. The patient
said it was this primary care doctor who gave the six-months-to-live
prognosis, which is needed to proceed with the assisted-suicide protocol
- he did so twice. This approach is entirely consistent with the
assisted-suicide competency model, which admits that depression can
contribute to suicidal ideation but insists that the doctor can help
him commit suicide anyway. When the patient became more desperate
and confused, however, this doctor changed models and had him hospitalized
against his wishes. This doctor's attempt to strad-dle both approaches,
to create a kind of neutral zone, broke down in the end; and he was
released from the case because of the patient's heightened distrust.
This case illustrates how difficult it is to combine the two paradigms
of responding to suicidal ideation. Attempts to mix the clinical
and the assisted-suicide competency models in this case resulted
in perplexing clinical interventions, inconsistent approaches, and
attempts to switch models during times of crisis.
We believe that the two approaches are incompatible, because they
are based on differing underlying assumptions. The traditional clinical
approach assumes that suicidal seriously ill individuals are no different
from any other suicidal patient, and the wish for death is considered
symptomatic of underlying psychiatric illness to be evaluated and
treated. This treatment usually should be pro-vided voluntarily,
but when the danger is great, it can be provided involuntarily. The
patient's life is always considered worth protecting and talk of
suicide is considered a plea for help. The assisted-suicide competency
approach agrees with the above underlying assumptions for all patients
who are judged to have more than six months to live. Once patients
are judged to have less than six months to live, however, they are
treated differently. At this point, according to the competency model,
not only does the clinician no longer have an obligation to treat
the suicidal symptom as a cry for help and to protect the patient,
the doctor actually has the right to help the patient in killing
themselves. It is interesting in this case that the legality of using
the assisted-suicide competency model turned on the crucial issue
of how much time the patient might live, when that fact could not
be accurately determined - he was given multiple prognoses of only
six months to live and out lived all of them, the most recent one
by nearly half a year. In total he lived more than two years beyond
the initial predictions of rapid death.
This case demonstrates that the attempt to use competing or mixed
paradigms can result in mentally ill patients being given lethal
prescriptions in Oregon as they have in the Netherlands (1); but
that fact would not have been revealed in the official statistics.
Had Mr. Freeland taken his overdose, he would have only been listed
in the state report as another patient who did not need to be referred
for psychiatric evaluation. The fact that he had a preexisting psychiatric
disorder and previous suicide attempts would not have been revealed,
because the Oregon Health Division (OHD), which is responsible for
protecting the public by overseeing assisted suicide, does not ask
such questions. OHD would have only gathered information from Doctor
Reagan, the assisted-suicide doctor, who did not consider psychiatric
consultation necessary. As it was, he was only listed in the statistics
published March 6, 2003 (23) as a patient who obtained an overdose
but did not take it.
This case where assisted-suicide drugs were actually prescribed
is the only one for which medical and psychiatric records have been
made available. Even with this information, many unanswered questions
remain. Would the patient have killed himself with the lethal overdose
had friends and volunteers not attempted to dissuade him? Did the
involuntary hospitalization and mental health treatment prevent assisted
suicide or even a homicide? Was this man, who may have had a character
disorder along with depression, engaging in splitting and projective
identification (10-12) to further polarize views of him? Were the
doctors involved swept up in acting out a countertransference reaction
to a character disordered patient's lethal projections? Or was this
case simply one of poor medical care?
These and other questions concerning similar cases can only be answered
more fully through systematic and careful, independent review of
cases prospectively or, at least, by retrospective review of medical
and psychiatric records. Such studies, including review by multiple
clinicians with differing viewpoints of all psychiatric records with
identifying data of assisted-suicide patients masked, have been proposed
to OHD. OHD, however, has refused access even to masked records for
any independent review. So the information available will remain
based on OHD reports, which rely on the assisted-suicide doctors
them-selves, and on the records of individual patients who are willing
to release their medical records independently. To date, Michael
Freeland is the only person in over 250 cases prescribed overdoses
to do so.
CONCLUSIONS
The legalization of doctor-assisted suicide in Oregon has resulted
in the introduction of competing paradigms - the traditional clinical
approach and the assisted-suicide competency model - for responding
to suicidal thoughts and behaviors in seriously ill individuals.
Careful examination of events leading up to the death of the only
case in which assisted-suicide drugs were legally prescribed for
which medical records are available demonstrates that different models
were used by some clinicians and others attempted to mix models,
resulting in a confused and confusing approach to a life threatening
symptom. These competing models appear to be based on incompatible
underlying assumptions about the value of protecting human life depending
on predictions of how long a patient might live, a prediction which
cannot be made accurately. We conclude that the attempt to mix models
is confusing to both clinicians and patients and endangers seriously
ill patients, particularly those with a history of pre-existing mental
illness.
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